TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

PCI-PAL PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X"),

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

CANACCORD GENUITY GROUP INC

City and country of registered office (if applicable)

VANCOUVER, CANADA

4. Full name of shareholder(s) (if different from 3.)v

Name

DISCRETIONARY CLIENTS

City and country of registered office (if applicable)

As above

5. Date on which the threshold was crossed or reachedvi:

27 APRIL 2020

6. Date on which issuer notified (DD/MM/YYYY):

28 APRIL 2020

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

15.0028

 

15.0028

59,220,616

Position of previous notification (if

applicable)

14.8086

 

14.8086

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0009737155

 

8,884,725

 

15.0028

     
     

SUBTOTAL 8. A

8,884,725

15.0028

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

     
     
     
  

SUBTOTAL 8. B 1

  
 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
datex

Exercise/
Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

      
      
      
   

SUBTOTAL 8.B.2

  
 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

 

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

  

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

Canaccord Genuity Group Inc.

15.0028

 

15.0028

 

Canaccord Genuity Wealth Group Holdings Limited

15.0028

 

15.0028

 

Canaccord Genuity Wealth Group Holdings (Jersey) Limited

15.0028

 

15.0028

 

Canaccord Genuity Wealth (International) Holdings Limited

0.0026

 

0.0026

 

Canaccord Genuity Wealth (International) Limited

0.0026

 

0.0026

 

Canaccord Genuity Wealth Group Limited

15.0002

 

15.0002

 

Hargreave Hale Ltd

15.0002

 

15.0002

 
  

10. In case of proxy voting, please identify:

 

Name of the proxy holder

  

The number and % of voting rights held

  

The date until which the voting rights will be held

  
  

11. Additional informationxvi

 
  

 

Place of completion

BLACKPOOL, ENGLAND

Date of completion

28 APRIL 2020

 


 

Share Price Information

-
-
-

updated every 15 minutes

Investor Alert

sign up for Investor News Alerts

Latest Financial Reports

reports